Ensure that an organization's operations and procedures meet government and industry compliance standards. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Job Description What is the Opportunity? Reporting to the Chief Operating Officer (COO), U.S. Investment Management and Broker Dealer Compliance (IMBD). The candidat

Job Description What is the opportunity? Join RBC Wealth Management and become an integral member of the Complex Management Team by serving as the primary liaison between the complex, branches and other corporate departments. As the Complex Assistant Manager (CAM), you will accelerate and drive the firm's strategic initiatives by fostering meaningful partnerships, relatio

Job Description What is the opportunity? Responsible for fundamental analysis of companies in the Business & Information Services sector. What will you do? Assist in the development and detailed modeling of company specific financial models Coordinate, generate and maintain research reports, presentations and databases Provide research support to analyst as required Incum

Supports the Audit, Legal and Corporate Affairs organizations regarding documentation related to all business issues and regulatory matters. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week

Establishes effective business unit compliance programs to prevent or identify illegal, unethical, or improper business practices. Applies advanced in depth and/or broad knowledge, considered a top resource across the organization Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week 40 Employmen

The GRM Market Risk group provides independent and effective on site monitoring, controlling and communicating on the nature and extent of all material market risk and to ensure the implementation of and compliance with risk management policies and procedures. The incumbent will help promote a "Best of Class" risk oversight environment for the Combined US Operations (CUSO

Job Description What is the opportunity? Embrace RBC Wealth Management's core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage

Job Description What is the opportunity? Embrace RBC Wealth Management's core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage and grow their business. Dem

Job Description What is the Opportunity? VP Business Risk Regulatory Compliance Reporting to the Director Business Risk Regulatory Compliance the employee will collaborate with functional stakeholder, assisting in incorporating regulatory requirements in business initiatives under Agile ways of working. Working closely with USCM and the product teams, participating in mee

Job Description What is the opportunity? Embrace RBC Wealth Management's core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage

Reporting to the Director, Cyber and IT Risk within Group Risk Management Enterprise Resilience Risk (ERR), you will drive the Second Line of Defense engagement across all Regulatory Examinations and Regulatory Issue Issues Remediation. The work entails collaborating effectively with global Cyber and Technology Risk, Business Regulatory & Issues Management Team, US Regula

Assist in the effective management of the US Capital Markets AML Program including Investigations, Sharing of Information, New Business Committee Process, and Regulatory/Legal referral process; Management of the RBCCM Customer Due Diligence and Enhanced Due Diligence programs Job Description What is the Opportunity? Assist in the effective management of the US Capital Mar

Conduct and complete risk based reviews in support of Royal Bank of Canada, Three World Financial Center Branch (including Cross Border) businesses, through the gathering, analysis and evaluation of relevant information in order to determine whether sufficient suspicion exists of money laundering, financing of terrorism or other criminal activities, to justify making a re

Job Description What is the opportunity? As the Head of Wealth Management (WM) US Litigation, you will have responsibility and accountability for overseeing and managing pending and actual litigation and regulatory matters for RBC's US Wealth Management business segment on an individual and portfolio basis. Managing this function includes providing advice and counsel to s

Job Description WHAT IS THE OPPORTUNITY? RBC Capital Markets is a premier, global investment bank and subsidiary of the Royal Bank of Canada (RBC), which is one of the top 15 largest banks in the world and the fifth largest in North America, as measured by market capitalization. RBC Capital Markets is a premier investment bank that provides a focused set of products and s